Trade surveillance

Overview

Infosys BPM provides an integrated service offering in trade surveillance operations – pre and post-trade surveillance, communication Surveillance, and control room operations. We apply our industry best practices and technology-led approach to analyze data from various structured and unstructured sources to draw meaningful insights / inferences.

Line

Why us?

Infosys has a strong compliance practice with over 400 AML domain experts providing 24/7 global coverage for multiple clients. We apply our proprietary Process Progression Model (PPMTM) framework to help achieve the target operating model.

Operate:

  • Define stable and predictable operating model through service placement and consolidation
  • Leverage the compliance Centre of Excellence (CoE) for advisory service to simplify the processes to create ‘noise-free-operation’
  • Create the Trade Surveillance University to impart industry- and client-specific training

Optimize:

  • Optimize process by leveraging six sigma / lean methodology
  • Deploy tools and accelerators to further improve efficiency – introducing workflows and digitizing processes
  • Streamline data feeds and improve data quality

Transform

  • Define the target operating model with business value delivered through automation of processes using robotics / artificial intelligence / machine learning
  • Reduce false positives to optimize alert generation leveraging analytics and machine learning technologies
Line

How do we deliver value?

We help financial institutions meet their regulatory requirements through multiple levers.

  • Customer experience: Improving customer experience through faster onboarding and creating customer value through continuous service innovation
  • Reduce total cost of ownership: 50-70% assurance reduction in the overall KYC operations cost
  • Reduce false positives: Up to 40% reduction in false positives through operational and technology initiatives
  • A flexible delivery model: Onshore / nearshore / offshore delivery model leveraging our 34 global delivery centers across 18 countries
  • Compliance Centre of Excellence (CoE): A compliance CoE to provide process advisory support to reduce turnaround time and build efficiencies
  • Strategic alliances: Access to all our strategic alliance partners with leading consulting, platform and data providers to best-of-breed solutions
  • Define the target operating model: Help define the target operating model with business value delivered

Request for services

Find out more about how we can help your organization navigate its next. Let us know your areas of interest so that we can serve you better