Trade surveillance

Why us?

Infosys has a strong compliance practice with over 400 AML domain experts providing 24/7 global coverage for multiple clients. We apply our proprietary Process Progression Model (PPM™) framework to help achieve the target operating model.

Operate:

• Define stable and predictable operating model through service placement and consolidation
• Leverage the compliance Centre of Excellence (CoE) for advisory service to simplify the processes to create ‘noise-free-operation’
• Create the Trade Surveillance University to impart industry- and client-specific training

Optimize:

• Optimize process by leveraging six sigma / lean methodology
• Deploy tools and accelerators to further improve efficiency – introducing workflows and digitizing processes
• Streamline data feeds and improve data quality

Transform

• Define the target operating model with business value delivered through automation of processes using robotics / artificial intelligence / machine learning
• Reduce false positives to optimize alert generation leveraging analytics and machine learning technologies

How do we deliver value?

We help financial institutions meet their regulatory requirements through multiple levers.

• Assurance to bring down overall Trade Surveillance opeeration cost by 50%-70%
• Reduce false positives: Up to 40% reduction in false positives through operational and technology initiatives
• A flexible delivery model: Onshore / nearshore / offshore delivery model leveraging our 34 global delivery centers across 18 countries
• Compliance Centre of Excellence (CoE): A compliance CoE to provide process advisory support to reduce turnaround time and build efficiencies
• Strategic alliances: Access to all our strategic alliance partners with leading consulting, platform and data providers to best-of-breed solutions
• Define the target operating model: Help define the target operating model with business value delivered